Using GIS to Increase Citizen Engagement

April 16, 2010 by

Federal agencies recently released their Open Government Plans on how they will actively engage citizens in agency decision-making efforts.  None, that I’ve seen in what I’ve read so far, are taking advantage of a growing trend to use geographic information systems (GIS) to increase citizen engagement.

This trend is growing mainly in local governments, according to a recent IBM Center report by Dr. Sukumar Ganapati, “Using Geographic Information Systems to Increase Citizen Engagement.”  There are some lessons the feds could learn!

Evolution of GIS.  Professor Ganapati traces the evolution of the use of Geographic Information Systems (GIS) in government, with a focus on the use of GIS by local government. The current “third wave” of GIS, called “Geospatial Web 2.0 platforms,” has seen a dramatic increase in the use of GIS by citizens, such as obtaining transit and crime information. Professor Ganapati presents several case examples of how GIS is now being used by local governments across the nation.

At the local level, GIS is being used for a variety of functions that are beginning to change the citizen-government relationship:

Citizen-oriented transit information.  As cities and transit agencies post their real-time data sets on the web, it becomes possible to create web applications that reach across jurisdictions and different agencies.  Google Transit Trip Planner, for example, helps communities like Hampton Roads, Virginia, better plan their trips on public transportation, as well as Bing Maps, which provides current traffic and incident reports in cities like Miami, Florida.  These tools help empower citizens to decide how they get where they want to go!

Citizen relationship management.  Agencies have long used 311 systems to provide centralized non-emergency services, such as reporting potholes or accumulated trash.  But some cities, like Charlotte, NC, are integrating these onto maps on the web so they can be visualized.  Non-governmental services, such as See-Click-Fix are providing similar services, allowing citizens to report and rate the significance of problems found.

Citizen-volunteered GIS.  Web 2.0 services are allowing citizens to become directly engaged in co-producing services.  For example, OpenStreetMap is a free map of the world that can be edited by anybody to collaboratively map details in communities for crimes, environmental monitoring, parking, or even the use of stimulus monies!

Citizen Engagement via GIS.  Of special interest to Professor Ganapati is the potential use of GIS in reaching out to citizens to increase their participation in planning and decisionmaking. He concludes that, while progress has been slow in this area, there is great potential for government and other groups to use GIS to increase citizen participation.  For example, Portland, OR, used Google Maps to elicit public participation in the planning of the region’s High Capacity Transit System, allowing citizen to comment on, and make trade-offs between, different rail line scenarios.

At the federal level, the Census Bureau is using GIS mapping of mail-in 2010 census forms to rate each community’s participation rate.  In addition, GIS applications are being developed by non-governmental software developers in response to the “data transparency” initiative, Data.Gov.  For example, federally-provided data from the FAA and the National Weather Service are combined to provide travelers real-time information on flights, via FlyOnTime.com

Do you know of other examples worth highlighting?

A High Performance Government

April 13, 2010 by

Paul Volcker, Indefatigable Government Reformer

While Jonathan Breul is attending the IRMCO Conference in Cambridge, Maryland, I’m attending the annual conference of the American Society for Public Administration in San Jose, California.  I understand it’s sunny in Cambridge. . . it’s rainy in San Jose!

Today, Paul Volcker delivered the Elliot Richardson lecture and during the course of his presentation, he said he was personally funding a new public service reform effort that he calls a “Campaign for a High Performance Government.”  Now, Mr. Volcker – a former head of the Fed and currently an economic adviser to President Obama – has already chaired two commissions dedicated to improving public service.  The first, in 1987, was formally called “The National Commission on Public Service,” but informally called “The Volcker Commission.”  It issued its final report in 1989 with recommendations to improve the public service: “Leadership for America: Rebuilding the Public Service.” (if you know of a link to the actual report, please provide it in the comment section!)

The second, in 2001, bore the same name and issued a report in 2003 entitled: “Urgent Business for America: Revitalizing the Federal Government for the 21st Century.”  (thanks to Trey for the link).

He has felt neither of the earlier efforts led to sufficient reforms, so this third try will inventory the status of the public service, document the need for action, and identify steps for reform – such as cutting layers of management, streamlining the political appointment process, and slashing the number of political appointees (all of which were recommendations in the earlier reports).  He says this effort will also include an extensive outreach campaign to educate the public on the need for action.

Mr. Volcker says this project will be centered at the Wagner Graduate School of Public Service at New York University under the direction of Paul Light and Hannah Sistare.  He also said that the NYU team would like to collaborate with other groups that share their urgency on the need to act.

IRMCO 2010

April 12, 2010 by

This week the General Services Administration (GSA) is hosting its 49th annual Interagency Resources Management Conference.    An estimated 300 Chief Acquisition Officers, Chief Financial Officers, Chief Information Officers, Chief Human Capital Officers, Inspectors General, program managers and other senior executive leaders are attending.   It is the most well known government-wide, government-only conference where leaders delve into emerging management issues and how they are being confronted.  You can learn more about IRMCO at www.irmco.gov

This morning I moderated a panel “Expanding on the Management Agenda” with the four senior Office of Management and Budget officials who are leading the Obama Adminstration’s management efforts:

  • Vivek Kundra, Chief Information Officer and Administrator for E-Government and Technology,
  • Danny Werfel, Controller, Office of Federal Financial Management,
  • Dr. Shelley Metzenbaum, Associate Director for Performance and Personnel Management, and
  • Daniel Gordon, Administrator, Office of Federal Procurement Policy

Together they addressed the 6 strategies that according to OMB’s Jeff Zients “offer the greatest potential to improve performance”

  1. Eliminate waste,
  2. Drive top priorities,
  3. Leverage purchasing scale,
  4. Close the IT performance gap,
  5. Open government to get results, and
  6. Attract and motivate top talent.

Importantly, they did not dwell on each of the 6 strategies so much as explain how they are working together, in what I would describe as a pragmatic, problem-solving approach – looking to take the best of what works – in other governments, the private sector and recent federal efforts – to transform the way government works.   It is apparent from their individual priorities as well as the way they describe how they are working together that the current OMB team is operating in a very coordinated and integrated fashion – where fixing problems and improving mission performance is no longer “someone else’s  job,”  but instead, everyone’s  job.

Open Gov Plans Released, And . . .

April 9, 2010 by

. . . Both the White House and the Open Government advocacy groups plan to assess them.   No good deed goes unnoticed!

The White House says it will evaluate them by May 1st (this implies that OMB posted the agency plans before it reviewed them – this is a huge change!).  The Open Government advocacy groups are inviting others to volunteer to help assess agencies’ plans, based on a set of criteria they’ve developed.  This is somewhat reminiscent of the scoring of agency Annual Performance Reports under the Government Performance and Results Act by the Mercatus Center, but in this case, it’s more open!

Yesterday, White House staffer Beth Noveck, who has been shepparding the Open Government initiative, wrote a blog entry summarizing some of the highlights she’s read so far.  Her summary is worth reading.  For example, the list of “flagship initiatives” is exciting.  HUD is developing a predictive tool to determine where homelessness may increase, in an effort to forestall it.  And the Department of Health and Human Services is developing a dashboard to allow users to track and graphic Medicare spending on different key services, by large hospitals.

I’ve largely missed much of this hoopla because I’ve been attending conferences on the West Coast.  But the topic  of Open Government is on the front burner, even there!

Yesterday, I participated in a panel sponsored by the American Bar Association in San Francisco.  I summarized what’s been going on in Washington regarding the Open Government efforts, but I learned a lot from what’s going on in the field.

Another Potential Assessment Framework.  I was particularly enlightened by a description of how to think about citizen involvement at different stages in the “life cycle” of a policy issue.  Prof. Lisa Bingham, from Indiana University, offered a scholarly model that might serve as a useful assessment tool for agency Open Government Plans, as well as legislative reforms in the future.

Prof. Bingham looked at citizen involvement as described in administrative law and rules and outlined a three-part framework:

Source: Lisa B. Bingham, "Collaborative Governance: Emerging Practices and the Incomplete Legal Framework for Citizen and Stakeholder Voice," Missouri Journal of Dispute Resolution, Vol. 2009, No. 2

 

Upstream Involvement.  Here, citizens can be engaged in the development of a policy through dialogue and deliberation.  This would include both the legislative and the quasi-legislative elements of policymaking.  Examples include the use of tools such as Deliberative Polling, Citizen Assemblies, and Study Circles.  The objective is to gain informed citizen input before a proposal is completely formed.

Midstream Involvement.  This is the stage where a policy is being implemented. This would include tools such as negotiated rulemaking, participatory budgeting, and watershed networks.  The objective at this stage is to involve citizens in helping define and prioritize how a policy should be implemented.  An example in the recently-passed health care bill is citizen involvement in developing a national strategy for health care quality.

Downstream Involvement. This is the stage where policies are being enforced through judicial or quasi-judicial means.  The tools would include alternative dispute resolution, mediation, and facilitation.  The objective is to avoid the “win-lose” scenarios that would be imposed through agency adjudication or court action.

Prof. Bingham is concerned that the existing federal legal framework deals with these elements in a piecemeal fashion and encouraged consideration of a “Collaborative Governance Act” that would update laws, such as the 1947 Administrative Procedures Act, which did not foresee the existence of the internet and its impact on how government and citizens interact today.  OMB did offer some new, more liberal, interpretations of some of these statutes in memos released in recent days, but Prof. Bingham thinks that legislation may be needed to reach much further.

Australian Management Reform

April 6, 2010 by

I got a GovLoop tweet alerting me to a new report, optimistically titled: “Ahead of the Game: Blueprint for the Reform of the Australian Government Administration.” Australia has long served as a source of innovation and inspiration in government reforms, so I eagerly downloaded and read it.

Bottom line:  interesting but not exciting.  It does a good job of assessing the status of the existing public service and offers a set of nine “signature reforms:”

  • Delivering better services for citizens
  • Creating more open government
  • Enhancing policy capability
  • Reinvigorating strategic leadership
  • Introducing a new Australian Public Service Commission (like our Office of Personnel Management)  to drive change and provide strategic planning
  • Clarifying and aligning employment conditions
  • Strengthening the workforce
  • Ensuring agency agility, capability and effectiveness
  • Improving agency efficiency

Many of the recommendations are for studies, not action, using phrases such as “commission project work to develop options for Government consideration,” and “systematically examine,” and “options would be developed.”

The US efforts around “creating more open government” are much further along.  For example, tomorrow all agencies are to submit their Open Government Plans on how they will implement the December 2009 guidance from OMB.  In Australia, they plan to “develop advice for Government consideration.”

However, there are some ideas worth a second look, especially by the US.

The report recommends the creation of a “Secretaries Board” and an “APS 200” leadership group.  The Secretaries Board would be equivalent to the U.S. government’s already-existing President’s Management Council, and the APS 200 would be the 200 most distinguished career senior executives in their civil service (an intriguing idea!).  There is no existing equivalent in the US.

These groups would be called upon by to lead special projects – such as a systematic examination of how to better use technology to improve service delivery — and be champions for cross-government values such as diversity, service responsiveness, and equal employment.

Another task for the group would be done in conjunction with their equivalent to OMB — “to propose a set of shared outcomes across portfolios,” such as homelessness or national security.

However, many of the reform recommendations deal with strengthening the internal capacity of the government – improving strategic workforce planning, revisiting core values, strengthening staff learning and development, and streamlining the hiring process (a familiar issue, for the U.S.!).

“Desperately Seeking a Watchdog”

April 5, 2010 by

Today, in an editorial, the New York Times called for a presidentially appointed, Senate-confirmed leader of the Government Accountability Office (GAO).   Noting that the interim Comptroller General, Gene Dodaro “has served ably,” the Times editorial concludes that “without a presidentially appointed and Senate-confirmed leader, the agency lacks the power and validation to pursue its mission to the fullest.   Mr. Obama can choose form the names he has been given, or request more.  The important thing is to keep the process moving.   Public interest in Washington is already high enough.  For true accountability, the government needs a strong GAO.”

Open Gov Plans Countdown

April 2, 2010 by

Next week, agency Open Government Plans are due to the Office of Management and Budget.

OMB directed agencies back in December to submit plans by April 7th that reflect the input of both agency leaders and the general public.  The plans “should explain in detail” how agencies will improve transparency, promote opportunities for the public to participate “throughout the decision-making process,” and offer “changes to internal management and administrative policies to improve collaboration.”  Plans should describe the use of technology platforms, use of prizes and competitions, and offer “at least one specific, new transparency, participation, or collaboration initiative.”

A lot has been going on behind the scenes, both in government and in the non-profit world, to help create useful plans.

Internal Initiatives.  In addition to the guidance, OMB has created an Open Government “dashboard” to track agency progress and provide links directly to each agency’s Open Government webpages that detail what individual agencies are doing.  For example, the Department of Health and Human Services offers opportunities for the public to suggest ways it can be more open.

OMB is also sponsoring several cross-agency work groups.  One group focuses on improving data quality, as required in the OMB’s December 2009 directive.   The other working group serves as their agency’s representative on Open Government initiatives:  “this group will serve several critical functions.  These functions include (1) the development and sharing of best practices and innovative ideas to promote transparency, encourage participation, and foster collaboration and (2) coordinating efforts to implement existing mandates for Federal spending transparency.”

In addition, the General Services Administration provided an electronic dialogue tool to agencies so they could reach out to the public to get ideas for what they might include in their Open Government Plans.  About two dozen agencies participated in a five-week on-line dialogue, receiving about 2,200 ideas and 3,400 comments on these ideas.  The most popular idea was for NASA to hold a joint conference with other agencies on the use of space solar power.  Another popular idea was to support the use of electronic textbooks in schools. (I’m not sure what either of these have to do with helping agencies develop their Open Gov plans, but that’s one of the beauties of asking for ideas!).

Interestingly, agencies are moving forward with their engagement efforts – even absent a plan!  And these efforts embrace the range of innovative to traditional.

For example, the US Agency for International Development (USAID) teamed with State and other agencies to engage in an international dialogue on how the US government might better define its foreign aid efforts.  That effort engaged more than 10,000 people in 155 countries.  Over a 72 hour period, there were more than 15,000 visits and 9,000 postings.  Topics included “empowering women and girls” (the most popular) as well as “how to inspire a new generation.”

While USAID’s “GlobalPulse 2010” effort seemed to be a cutting edge approach to engaging the public, the Office of Management and Budget seems to be avoiding any Open Gov technology in a high visibility effort it has underway to engage interested parties around a proposed policy letter to define what is “Inherently Governmental.”  This draft policy has great potential to affect both private and public sector employees but OMB’s Office of Federal Procurement Policy (OFPP)  has chosen to use the traditional 30-day comment period, posted in the Federal Register.  Its nod to technology is to allow emailed comments that will then be posted on a website (good luck reading them; the link doesn’t work):

“OFPP invites interested parties from both the public and private sectors to
provide comments to be considered in the formulation of the final policy letter.
Interested parties should submit comments in writing to the address below
on or before June 1, 2010.

ADDRESSES: Comments may be submitted by any of the following methods:
     E-mail: OFPPWorkReserved@omb.eop.gov.
     Facsimile: 202-395-5105.
     Mail: Office of Federal Procurement Policy, ATTN: Mathew
Blum, New Executive Office Building, Room 9013, 724 17th Street, NW.,
Washington, DC 20503.
    Instructions: Please submit comments only and cite ``Proposed OFPP
Policy Letter'' in all correspondence. All comments received will be
posted, without change, to
http://www.whitehouse.gov/omb/procurement/workreserved/work_comments.html,
without redaction, so commenters should not include information
that they do not wish to be posted.”

It will certainly be interesting to see how Open Gov technologies are applied to the implementation of health care reform!

External Initiatives.  Advocates for Open Government seem to want to find ways to help the government increase its ability to engage the public.  After the OMB directive, a series of “help” sites emerged.  Some are wikis that allow agencies to post best practices.  Others provide in-person workshop opportunities to share ideas.  Here are some I’m aware of:

PBworks: www.opengovplaybook.org

Open Gov Directions:  http://opengovernmentdirections.org/

Participedia:  http://participedia.net/wiki/Welcome_to_Participedia

USNow (actually a British effort):  http://www.usnowfilm.com/

So let’s see what the countdown to the OMB deadline brings!

Middle Managers in a Web 2.0 World

March 31, 2010 by

Eliminating middle managers was the vogue in 1990s-style reforms.  Flatten the organization!  After all, it was the middle managers who “sucked the life out of an organization” by filtering information, gatekeeping decisions, and smothering innovation.

But today, we’re beginning to hear praise for middle managers as being the connecting glue and the nodes of cross-organizational networks.

What’s going on here??

The role of middle managers seems to be regaining respect in both the private and public sectors.  Much of this shift is a result of how the nature of work has changed in the past 10-15 years as a result of the expanding use of technology, especially the internet.

But all middle managers do not benefit equally.  In an interview with McKinsey Quarterly, MIT’s Andrew McAfee says Web 2.0 is changing the way we work and that:

If you’re a middle manager who essentially views your job as one of gate keeping or refereeing information flows, you should be pretty frightened by these technologies, because they’re going to greatly reduce your ability to do that. They’re going to reduce your ability to filter what goes up in the organization and what comes down in the organization. And they’re going to greatly reduce your ability to curtail who your people can interact with, talk with, and receive information from. So if you’re inherently a gatekeeper, this is a real problem for you.

If you’re someone who sees your job as managing people and fundamentally getting the human elements right that will lead your part of the organization to succeed, these technologies are not at all harmful to you. One of the things that we’ve learned is that there’s no technology—even these great new social technologies—that’s a substitute for face time, a substitute for understanding the human situation in your organization and trying to mold that situation to the best advantage. So if you’re fundamentally a human-centric manager, these tools are not going to put you out of a job, are not going to reduce your influence at all.

If you have another view of yourself, which is that you’re someone who’s responsible for output, you’re someone who’s responsible for making good things happen in your team, then these tools should be your best friend. Because all the evidence we have suggests that Enterprise 2.0 helps you turn out more and better products and actually is not a vehicle for time wasting or for chipping away at what you’re supposed to be doing throughout the day.

Middle Managers Must Become Motivators.  But the changing role of middle managers isn’t driven only by technology.  The recent disruption in most companies as a result of the recession has resulted in middle managers being seen by front line employees as the “glue” holding their organizations together.  As CEO’s focus on their organization’s survival, Business Week columnist Matthew Boyle says “middle managers must lead.”  This new responsibility for motivating employees, he says “. . . falls upon middle managers, whose words and behaviors, studies show, have the most impact on employee engagement (or disengagement.) “Creating a resilient workplace that can deal with trauma and come out engaged on the other end is not a senior executive’s role,’ says Tom Davenport, a principal at Towers Perrin. ‘It’s a line manager’s job.’”

A colleague of Boyle’s at Business Week,  David Gebler, elaborates:  “As Boyle rightfully notes, middle managers are the key to maintaining an engaged workforce. They set the tone in their workgroups and serve as the bridge between strategy and performance. But as a group, middle managers are typically the most frustrated group of employees in any company. In conducting values assessments for more than 100,000 employees and managers, I’ve repeatedly heard from middle managers who feel squeezed and underappreciated for the difficult tasks they are expected to perform.” 

However, Gebler notes:  “The fastest way to motivate employees and managers is to engage them. When employees and managers feel that they are appreciated and can air their concerns candidly—and without fear—their motivation is always higher. . . . .When senior leadership acknowledges that their managers may have the best view of how to handle their specific domain, those managers can emerge as the key to maintaining workforce morale in tough times.”

Middle Managers Are the Linking Nodes in Networks.  It is the middle managers who have the informal social networks within their organizations and across professional networks across government and among stakeholders.  This is now recognized as their “new role” even though this was an unwritten element of their jobs in the past.  They provide the informal “bridging ties” among social networks.  They know “how to get things done” even though the formal rules seem to be unfathomable.

This isn’t a new insight.  Noted organizational guru Noel Tichy wrote about it in 1979 in a seminal article about the analysis of social networks within large organizations.

The evolution of Intellipedia in the Intelligence Community is a good example of how middle managers and senior analysts became the links between different parts of the 16-agency community.  There, it was the senior middle managers who provided the insights needed to make the wiki-based information sharing framework work.  They knew the information and once a framework was in place, they were the ones who helped make it “real” by sharing their “latent” institutional knowledge , so it would not be lost, prior to retirement.

Public Sector Middle Managers:  Mentors and Teachers.  But what about middle managers in the public sector, especially as many are reaching retirement age?  Harvard’s Steve Kelman notes in his blog that the quality of first-line supervision in industry is seen as better in industry than in government.  However, researchers found the quality of a team’s work “was dramatically higher for teams that gave high ratings to their first-line supervisors than for ones that gave the supervisors low ratings. The researchers also found that the best predictors of a high rating of one’s first-line supervisor were the employee’s views of the supervisor’s mentoring and teaching skills.”

He continues, noting:  “Following the same line of thinking, the Merit Systems Protection Board argues that as the workforce becomes increasingly knowledge-based, supervisors need to move away from the traditional skills of dividing up assignments or proofreading written work. To quote the report, we need supervisors ‘who can instill pride in work by emphasizing the importance of assigned projects and showing how the work is important and relates to organizational goals’ and by creating opportunities for ‘employees to be innovative and demonstrate creativity.’ That differs from the traditional job description for supervisors.”

Kelman offers that the Obama administration “should be looking for ways to directly engage first-line supervisors in that effort. A good first step would be creating a governmentwide forum with supervisor reps from each agency to give the issue visibility and generate ideas for achieving those goals.

This seems to be the case in the Canadian government, as well.  A recent report on “Innovation, Risk, and Control” by the independent CCAF audit and finance council notes:  “Organizations should look for ways to empower middle managers.  When executives encourage middle managers and line staff – the culture bearers in most ministries – they dispel the unhelpful idea that innovation can only come from headquarters. And when middle managers believe that innovation is everyone’s business (and trust that honest mistakes will be tolerated) the opportunities to better serve citizens are multiplied.”

So, am I right to think the role of middle managers has evolved since the 1990s, or am I just disconnected from reality?

But will it work?

March 29, 2010 by

The Congress has passed and the President has signed the new health care reform legislation.  But, will it work?

This is the question that The Brookings Institution’s R. Kent Weaver raises in a new Issue Brief:  “But Will It Work?: Implementation Analysis to Improve Government Performance.“  According to Weaver, even though many implementation problems occur repeatedly across programs and can be predicted in advance, legislators often pay little attention to them when programs are being enacted or overhauled.    Weaver’s solution is to have the Government Accountability Office (GAO) perform implementation analysis for major legislative proposals in Congress, much like the Congressional Budget Office does with budget scoring.

Weaver’s Issues in Governance Studies Issue Brief outlines major elements of  Implementation Analysis and argues that it could lead to major improvements in policy performance.   He identifies a number of problems that are likely to be highlighted by Implementation Analysis:

-  Interpretation  (i.e., leaving legislation open to later interpretation)

-  Organizational mission issues (potential conflicts between established organizational missions and new tasks)

-  Organizational and coordination issues (where cooperation of several organizations will be needed)

-  Resource and organizational capacity constraints (a realistic assessment of financial, workforce and technology resources)

-  Time lines (underestimating organizational and resource challenges involved in policy change)

-  Political interference (mechanisms to insulate decisions from inappropriate interference)

-  Program operator issues (problematic  behavior of front-line workers)

-  Target compliance issues (the “targets” of government policies may fail to behave in ways that were anticipated)

Kent Weaver concludes his very thoughtful set of recommendations with sensible modesty, acknowledging that “Implementation Analysis is certainly no panacea to avoid government problems.”   He concludes, however, that “Implementation Analysis offers a potentially powerful new tool to ensure that governments make informed decisions and that government policies live up to their promise.”

5 (not just 4) names to be Comptroller General

March 26, 2010 by

On Tuesday, Congressional Democrats sent President Obama a list of four candidates to nominated as the next Comptroller General.  The four are Rep. Todd Platts, Linda Bilmes at Harvard’s Kennedy School of Government, Acting Comptroller General Gene Dodaro, and former Assistant Comptroller Ira Goldstein.  Today Congressional Republicans sent their own letter to the President recommending Stuart Bowen, the special inspector general for Iraq reconstruction.   The letter was signed by House Minority Leader John Boehner, Senate Minority Leader Mitch McConnell, Senate Committee on Homeland Security and Governmental Affairs ranking member Susan Collins and House Committee on Oversight and Government Reform ranking member Darrell Issa.


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